Other Compulsory Information

Banco Finantia, S.A., headquartered in Rua General Firmino Miguel nº 5, 1600 - 100 Lisboa, Portugal is registered at the Conservatória de Registo Comercial de Lisboa under the unique number and a legal person (registration 501.897.020), with share capital of €150.000.000.

Banco Finantia is duly registered:

Code of Conduct and Related Policies

Conflict of Interest Policy - See here
Code of Conduct - See here
Policy on Prevention, Reporting and Resolution of Conflicts of Interest Involving Related Parties - See here
Reporting of Irregularities Policy - See here
Policy for the Selection, Assessment of Suitability and Succession of Members of the Management and Supervisory Bodies and Key Function Holders (portuguese version) - See here
Internal procedure for the selection and contracting of services to the Statutory Auditor or to the Statutory Auditor Companies (portuguese version) – See here
Anti-corruption Policy - See here
Corruption and Related Offences Risk Prevention Plan (RPP) - See here

Remuneration Policy

Remuneration Policy for members of the Governing Bodies/Management and Supervisory Board (portuguese version) - See here

Remuneration Policy for Identified Staff (portuguese version) - See here

Prevention of Money Laundering and Terrorist Financing

Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) Statement - See here
Sanctions Compliance Statement - See here

Sustainability

Policy on Integration of Sustainability Risks in Customer Financial Services (portuguese version) - See here

Financial Intermediation

Financial Instruments Markets

Order Handling and Best Execution Policy - See here
Additional Information for Customers - See here
Information on Costs and Charges (portuguese version) - See here
Customer Asset Protection Policy (portuguese version) - See here

Exemptions

Information on existing exemptions - See here

Best Execution

RTS 28 - Main Execution Platforms

2023
Bonds - See here

2023
Equities - See here